Bernstein Financial Services GmbH

Company´s headquarter:
Südliche Münchner Str. 60c
82031 Grünwald

Contact:
Tel.: +49 – (0)89 – 416 1213-0
Fax.: +49 – (0)89 – 416 1213-99
E-Mail:  info@bernstein-fs.com
Internet: www.bernstein-fs.com

Authorized Representatives:
Manfred Mayer-Heinzelmann

District Court:
Amtsgericht München HRB 108951

Tax identification number:
according to § 27 a Umsatzsteuergesetz: DE170539614

LEI-Number:
5299002FPNSENUU6VC78

Information:
Best Execution Policy
RTS28

Responsible person in respect of § 55 RStV:
Manfred Mayer-Heinzelmann

Federal supervisory authority:
Bundesanstalt für Finanzdienstleistungs-/Wertpapier-Aufsicht (BaFin)
Marie-Curie-Str. 24-28, 60439 Frankfurt am Main, Germany
Tel. +49 (0) 228 4108-0
Fax +49 (0) 228 4108-1550
E-Mail poststelle@bafin.de
www.bafin.de

Investor protection scheme:
Entschädigungseinrichtung der Wertpapierhandelsunternehmen (EdW)
10865 Berlin, Germany
Tel. +49 (0) 30 203699-5626
FAX +49 (0) 30 203699-5630
E-Mail mail@e-d-w.de
www.e-d-w.de

KWG-licences:
Bernstein Financial Services GmbH is under the supervision of the Bundesanstalt für Finanzdienstleistungen (BaFin) and the German Bundesbank. Being admitted under the law Kreditwesengesetz (paragraph 32, ABS. 1) Bernstein Financial Services GmbH has the following permits:

Investment brokering (§ 1 sect. 1a sentence 2 no. 1 KWG),
Investment advice (§ 1 sect. 1a sentence 2 no. 1a KWG),
Investment banking (§ 1 sect. 1a sentence 2 no. 1c KWG),
Contract brokerage (§ 1 sect. 1a sentence 2 no. 2 KWG),
Financial portfolio management (§ 1 sect. 1a sentence 2 no. 3 KWG).,
Investment management (§ 1 sect. 1a Satz 2 no. 11 KWG).

Member of the Chamber of Industry and Commerce for Munich and Upper Bavaria
Max-Joseph-Strasse 2, 80333 Munich, Germany
www.muenchen.ihk.de